M•••••• L•••• M•••••

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Jun 29, 2023

In the industry

26 y

since Mar 31, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Sep 9, 2011 to May 14, 2019 · Bernalillo, Nm
L•• F•••••••• L•• BD affiliated
Oct 2, 2007 to Sep 13, 2011 · Mesa, Az
S••• B•••••••• S••••••• unclassified
May 17, 2007 to Sep 12, 2007 · West Jordan, Ut
A••••••••• A•••••• S•••••••• I••• unclassified
May 15, 2006 to Dec 20, 2006 · Midvale, Ut

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••
left May 14, 2019, registered Jun 29, 2023 (1507 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••
left Sep 13, 2011, registered Sep 9, 2011 (-4 days) · Other
S••• B•••••••• S••••••• to L•• F•••••••• L••
left Sep 12, 2007, registered Oct 2, 2007 (20 days) · Other
A••••••••• A•••••• S•••••••• I••• to S••• B•••••••• S•••••••
left Dec 20, 2006, registered May 17, 2007 (148 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address