DFX Intelligence
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M••••• A• H•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Orlando, FlIAPD 4070427
As of · the IAPD feed; also filed as M••••• A• H•••••
- At current firm
- 2 y
- In the industry
- 24 y
- Prior registered firms
- 1
- Signals
- 1
since Mar 15, 2024
As of · the IAPD feed; also filed as M••••• A• H•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 15, 2024 · Orlando, Fl
- E•••••••• A•••••••• L•• national BDDec 3, 2002 to Mar 19, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 19, 2024, registered Mar 15, 2024 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 19, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address