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Registered advisor
L••• J••••• L•••••••••
Feed of 09/15/2026
At current firm
5 y
since Jul 27, 2021
In the industry
26 y
since Dec 21, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 27, 2021 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 9, 2018 to Jul 26, 2021 · New York, Ny
- U•• I••••••••• I••• unclassifiedJun 3, 2002 to Feb 15, 2007 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseDec 21, 1999 to Jun 1, 2002 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jul 26, 2021, registered Jul 27, 2021 (1 day) · Affiliated broker-dealer or bank to wirehouse
- U•• I••••••••• I••• to C•••••••• G••••• M•••••• I•••left Feb 15, 2007, registered Jan 9, 2018 (3981 days) · Other
- U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address