DFX Intelligence
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Registered advisor
J•••• M••••••• C•••••••
Feed of 09/14/2026
Also filed as J•••• G••••• M••••••••• G••••• M••••••••• M••••••• C••••••••• C••••••••• M• C•••••••
At current firm
4 y
since Jun 7, 2022
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 7, 2022 · Jackson, Ms
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 9, 2020 to Dec 10, 2021 · Glendale, Az
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Dec 10, 2021, registered Jun 7, 2022 (179 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address