DFX Intelligence
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Registered advisor
C•••••• J••••• W••••••••
Feed of 09/14/2026
Also filed as C•••• W••••••••
At current firm
9 y
since Jul 7, 2017
In the industry
26 y
since Dec 14, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jul 7, 2017 · Cody, Wy
- W•••••• • R••• formerApr 7, 2003 to Feb 11, 2010 · Billings, Mt
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to O•••• W•••••• I•••left Feb 11, 2010, registered Jul 7, 2017 (2703 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address