DFX Intelligence
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J••• E••••• S•••••
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 26 y
- Prior registered firms
- 4
- Signals
- 0
since May 27, 2016
As of · the IAPD feed
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- K••••• W••••• M••••••••• independent RIA currentsince May 27, 2016 · Delmar, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 6, 2009 to Jul 29, 2016 · Marshfield, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Oct 27, 2008 · Marshfield, Wi
- C•••••••• I••••••••• R•••••••• I••• unclassifiedSep 29, 2004 to Mar 28, 2005 · Marshfield, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDDec 4, 2002 to Oct 7, 2004 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• W••••• M•••••••••left Jul 29, 2016, registered May 27, 2016 (-63 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R•••••••• I•••left Oct 7, 2004, registered Sep 29, 2004 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address