DFX Intelligence
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Registered advisor
L•••••• P••••••• B••••
Feed of 09/15/2026
Also filed as L•••••• P••••••• C••
At current firm
9 y
since Feb 16, 2017
In the industry
26 y
since Apr 13, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 16, 2017 · Carson City, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDApr 13, 2000 to Dec 26, 2008 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address