DFX Intelligence
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D•••• H••••• S•••••••
Senior Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Frontenac, MoIAPD 4133102
As of · the IAPD feed; also filed as D•••• H••••• S•••••••
- At current firm
- 8 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 28, 2017
As of · the IAPD feed; also filed as D•••• H••••• S•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/Investmentsreporteddavidsafarianfinancial.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 28, 2017 · Frontenac, Mo
- M••••• S•••••• D• I••• unclassifiedJan 18, 2001 to Jun 7, 2004 · Fairview Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 7, 2004, registered Nov 28, 2017 (4922 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address