DFX Intelligence
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Registered advisor
N••••• Y• Z••••
Feed of 09/15/2026
Also filed as J••• J• Z•••••••• J• Z••••
At current firm
5 y
since Mar 24, 2021
In the industry
24 y
since Feb 8, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 24, 2021 · Hinsdale, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 15, 2005 to Mar 24, 2021 · Hinsdale, Il
- E•••••• C•••••• M••••••••• L•• formerSep 24, 2004 to Dec 31, 2005 · Hinsdale, Il
- M••••• S•••••• D• I••• unclassifiedNov 12, 2003 to Sep 22, 2004 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 15, 2005 (-16 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to E•••••• C•••••• M••••••••• L••left Sep 22, 2004, registered Sep 24, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address