DFX Intelligence
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Registered advisor
D•••• M•••••• F•••••••••
Feed of 09/14/2026
At current firm
21 y
since Mar 28, 2005
In the industry
26 y
since Apr 12, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 28, 2005 · Florence, Ky
- O•••• F•• I••• formerMar 11, 2002 to Oct 18, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 18, 2004, registered Mar 28, 2005 (161 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address