DFX Intelligence
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Registered advisor
D••••• P•••• B••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
15 y
since Apr 28, 2011
In the industry
26 y
since Jul 7, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 28, 2011 · Mesa, Az
- M•• F•••••••• S•••••••• I••• formerDec 17, 2010 to May 2, 2011 · Tempe, Az
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 17, 2004 to Jun 21, 2007 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2000 to Jun 15, 2004 · Cumming, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left May 2, 2011, registered Apr 28, 2011 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to M•• F•••••••• S•••••••• I•••left Jun 21, 2007, registered Dec 17, 2010 (1275 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jun 15, 2004, registered Jun 17, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address