DFX Intelligence
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Registered advisor
J••• P••• F•••••
Feed of 09/14/2026
At current firm
7 y
since May 20, 2019
In the industry
25 y
since Oct 13, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 20, 2019 · Princeton, Nj
- T• A••••••••• I••• formerJul 11, 2022 to Oct 14, 2022 · Princeton, Nj
- U•• F•••••••• S••••••• I••• wirehouseJun 10, 2014 to May 9, 2019 · Weehawken, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 24, 2004 to Jun 4, 2014 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 2, 2002 to Oct 3, 2003 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left May 9, 2019, registered May 20, 2019 (11 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jun 4, 2014, registered Jun 10, 2014 (6 days) · Wirehouse to wirehouse
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address