DFX Intelligence
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Registered advisor
R•••••• B••••• G••••
Feed of 09/14/2026
Also filed as R•••••• B••••• G•••• I••••••••• B••••• G••••••••• B••••• G••••••••• G••••••••• B••••• G••••
At current firm
19 y
since Jan 31, 2007
In the industry
26 y
since Jul 31, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 31, 2007 · Sandy Springs, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 8, 2004 to Dec 12, 2006 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Dec 12, 2006, registered Jan 31, 2007 (50 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address