DFX Intelligence
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Registered advisor
G••••••• W••••• S••••
Feed of 09/15/2026
Also filed as G•••• S••••
At current firm
10 y
since Apr 19, 2016
In the industry
26 y
since May 11, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 19, 2016 · Cedar Park, Tx
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedFeb 2, 2010 to Nov 9, 2011
- C•••• I••••••••• S••••••• C•••• formerMar 25, 2008 to Apr 8, 2009 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• O•• F•••••••• A••••••• L•• to K••••• A••••••• S•••••••• L••left Nov 9, 2011, registered Apr 19, 2016 (1623 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••• O•• F•••••••• A••••••• L••left Apr 8, 2009, registered Feb 2, 2010 (300 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address