DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• J• B••••••
Feed of 09/15/2026
At current firm
16 y
since Mar 31, 2010
In the industry
26 y
since Jul 26, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Mar 31, 2010 · West Des Moines, Ia
- U•• F•••••••• S••••••• I••• wirehouseMar 2, 2005 to Mar 3, 2010 · West Des Moines, Ia
- M••••• S•••••• D• I••• unclassifiedFeb 26, 2001 to Mar 10, 2005 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••left Mar 3, 2010, registered Mar 31, 2010 (28 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Mar 10, 2005, registered Mar 2, 2005 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address