DFX Intelligence
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Registered advisor
W••••• V••••• C•••••••
Feed of 09/14/2026
At current firm
16 y
since Oct 7, 2009
In the industry
26 y
since Aug 23, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 7, 2009 · Clovis, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Oct 29, 2009 · Fresno, Ca
- C••••••• I••••••••• S••••••• unclassifiedDec 2, 2003 to May 29, 2007 · Fresno, Ca
- W•••••• • R••• formerSep 1, 2000 to Aug 23, 2002 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Oct 29, 2009, registered Oct 7, 2009 (-22 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to C••••••• I••••••••• S•••••••left Aug 23, 2002, registered Dec 2, 2003 (466 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address