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Registered advisor
M•••••• G•••••••••
Feed of 09/15/2026
Also filed as M•••••• G••••••••• B• G•••••
At current firm
17 y
since Jun 22, 2009
In the industry
26 y
since Jul 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 22, 2009 · Los Gatos, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 16, 2005 to Apr 28, 2009 · Fresno, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 3, 2004 to Feb 23, 2005 · Fresno, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 27, 2001 to Sep 11, 2002 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Apr 28, 2009, registered Jun 22, 2009 (55 days) · Other
- U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 11, 2002, registered Feb 3, 2004 (510 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address