DFX Intelligence
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Feed of 09/14/2026
Also filed as S•••• J••• S••••••••
At current firm
10 y
since Aug 22, 2016
In the industry
23 y
since Jul 3, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Aug 22, 2016 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerFeb 18, 2011 to Sep 4, 2014 · La Vista, Ne
- Q•• F•••••••• L•• unclassifiedJul 14, 2006 to Feb 11, 2011 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerApr 16, 2004 to Jul 5, 2006 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••• L••left Sep 4, 2014, registered Aug 22, 2016 (718 days) · Other
- Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 11, 2011, registered Feb 18, 2011 (7 days) · Other
- S••••••••• A•••••• A•••••••• I••• to Q•• F•••••••• L••left Jul 5, 2006, registered Jul 14, 2006 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address