DFX Intelligence
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Registered advisor
R•••• C• A•••••
Feed of 09/14/2026
Also filed as R•••• C• A••••••••• C• E••••••••• C• E••••
At current firm
8 y
since Feb 14, 2018
In the industry
26 y
since Jun 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Marshfield, Wi
- S•• I••••••••• I••• formerJul 19, 2017 to Feb 14, 2018 · Marshfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- S•• I••••••••• I••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address