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Registered advisor

J•••• T••••• D••••

C•••••• S••••• • C••• I•••national BDChestnut Hill, Madual registrantIAPD 4226686

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

4 y

since Jan 9, 2022

In the industry

22 y

since Oct 8, 2003 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 9, 2022 · Chestnut Hill, Ma

T• A••••••••• I••••••••• M••••••••• L•• former
Jan 8, 2009 to Sep 7, 2023 · Boston, Ma
T• A••••••••• I••• former
Jan 8, 2009 to Oct 14, 2022 · Boston, Ma
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 13, 2003 to Nov 4, 2008 · Plantation, Fl

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 9, 2022 (-606 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Jan 8, 2009 (-5027 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••
left Nov 4, 2008, registered Jan 8, 2009 (65 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address