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Registered advisor
J••••• A•••• L••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• A• L••••
At current firm
8 y
since May 22, 2018
In the industry
23 y
since Oct 1, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•••• F••••••••• L•• state registered currentsince May 22, 2018 · Riverwoods, Il
- A••••••••• F•••••••• S•••••••• L•• national BDApr 24, 2015 to Feb 26, 2018 · Highland Park, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 29, 2010 to Sep 12, 2013 · Skokie, Il
- A••••••••• F•••••••• S•••••••• L•• national BDOct 2, 2002 to Dec 31, 2007 · Highland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•••• F••••••••• L••left Feb 26, 2018, registered May 22, 2018 (85 days) · Affiliated broker-dealer or bank to a state-registered adviser
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 12, 2013, registered Apr 24, 2015 (589 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Dec 31, 2007, registered Jun 29, 2010 (911 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address