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Registered advisor
D•••• L•••• B••••••
Feed of 09/14/2026
Also filed as D•••• B•••••• J••••••••• B•••••• E••••••••• L•••• V••••••••• L•••• G•••••••••
At current firm
0 y
since Oct 17, 2025
In the industry
26 y
since Sep 20, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Oct 17, 2025 · Wilmington, Nc
- M•• F•••••••• S•••••••• I••• formerSep 23, 2009 to Nov 2, 2012 · Columbia, Md
- E•••••••• A•••••••• L•• national BDNov 14, 2002 to Jul 30, 2009 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 20, 2000 to Oct 10, 2002 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to L•• E••••••••• L••left Nov 2, 2012, registered Oct 17, 2025 (4732 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 30, 2009, registered Sep 23, 2009 (55 days) · Other
- U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••left Oct 10, 2002, registered Nov 14, 2002 (35 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address