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Feed of 09/15/2026
Also filed as M••• T•••••
At current firm
12 y
since Jun 27, 2014
In the industry
26 y
since Sep 19, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jun 27, 2014 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Jul 22, 2010 · Plano, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 30, 2003 to Oct 5, 2009 · Irving, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 6, 2000 to Nov 25, 2002 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S••left Jul 22, 2010, registered Jun 27, 2014 (1436 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to A••••••••• A•••••• S•••••••• I•••left Nov 25, 2002, registered Jun 30, 2003 (217 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address