DFX Intelligence
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Registered advisor
J•••• A•• W••••
Feed of 09/14/2026
Also filed as J•••• A•• B••••••
At current firm
19 y
since Jun 11, 2007
In the industry
25 y
since Apr 3, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 11, 2007 · Salina, Ks
- W•••••• • R••• formerApr 12, 2001 to Jun 13, 2007 · Salina, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 13, 2007, registered Jun 11, 2007 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address