DFX Intelligence
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M•••• G••••••••
As of · the IAPD feed; also filed as M•••• G•••••••••
- In the industry
- 25 y
- Prior registered firms
- 2
- Signals
- 0
As of · the IAPD feed; also filed as M•••• G•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince May 28, 2026 · Great Neck, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 7, 2004 to Oct 19, 2005 · New York City, Ny
- T• A••••••••• I••• formerJun 17, 2004 to Sep 10, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to L•• E••••••••• L••left Oct 19, 2005, registered May 28, 2026 (7526 days) · Other
- T• A••••••••• I••• to C•••• I••••••••• S••••••• C••••left Sep 10, 2004, registered Sep 7, 2004 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address