DFX Intelligence
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Registered advisor
W•••••• E••••• C•••••
Feed of 09/14/2026
Also filed as B••• C•••••
At current firm
0 y
since Mar 23, 2026
In the industry
28 y
since Oct 1, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Mar 23, 2026 · Boston, Ma
- T•• A••••••• G••••• I••• unclassifiedApr 25, 2002 to Jun 2, 2003 · Rockland, Ma
Moves
a registration end followed by a registration begin elsewhere
- T•• A••••••• G••••• I••• to E•••••••• A•••••••• L••left Jun 2, 2003, registered Mar 23, 2026 (8330 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address