DFX Intelligence
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Registered advisor
J•••• T••••• A•••••
Feed of 09/14/2026
At current firm
11 y
since Feb 9, 2015
In the industry
25 y
since Nov 20, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 9, 2015 · Virginia Beach, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 17, 2007 to Feb 18, 2015 · Virginia Beach, Va
- M••• I••••••••• M••••••••• L•• unclassifiedMar 29, 2004 to Jul 28, 2005 · Newport News, Va
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 18, 2015, registered Feb 9, 2015 (-9 days) · Other
- M••• I••••••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 28, 2005, registered Jan 17, 2007 (538 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address