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Registered advisor
K•••• B•••• B••••
Feed of 09/14/2026
Also filed as K•••• B•••• B••••
At current firm
6 y
since May 14, 2020
In the industry
24 y
since Sep 6, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 14, 2020 · Valley Stream, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 15, 2020 · Brooklyn, Ny
- M•• F•••••••• S•••••••• I••• formerJul 20, 2010 to Mar 25, 2017 · Brooklyn, Ny
- C•••• I••••••••• S••••••• C•••• formerDec 16, 2009 to Feb 12, 2010 · Brooklyn, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Dec 14, 2009 · Brooklyn, Ny
- C••••••• I••••••••• S••••••• unclassifiedJul 28, 2006 to May 29, 2007 · Brooklyn, Ny
All 6 prior registrationsShow fewer
- E•••••••• A•••••••• L•• national BDJun 13, 2005 to Jul 18, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left May 15, 2020, registered May 14, 2020 (-1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••left Feb 12, 2010, registered Jul 20, 2010 (158 days) · Other
- C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••left Dec 14, 2009, registered Dec 16, 2009 (2 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- E•••••••• A•••••••• L•• to C••••••• I••••••••• S•••••••left Jul 18, 2006, registered Jul 28, 2006 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address