DFX Intelligence
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Registered advisor
M••• R• B••••••
Feed of 09/14/2026
Also filed as M••• R• B••••••••• R• M•••••••
At current firm
0 y
since May 18, 2026
In the industry
25 y
since Mar 24, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 18, 2026 · Dallas, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 5, 2025 to Dec 5, 2025 · Corinth, Tx
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerOct 10, 2016 to Oct 25, 2019 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address