DFX Intelligence
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Registered advisor
N••••• J•••• C•••
Feed of 09/14/2026
At current firm
19 y
since Oct 25, 2006
In the industry
20 y
since Feb 7, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 25, 2006 · Lone Tree, Co
- W•••••• • R••• formerFeb 8, 2006 to Jul 14, 2006 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to C•••••• S••••• • C••• I•••left Jul 14, 2006, registered Oct 25, 2006 (103 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address