DFX Intelligence
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Registered advisor
J•••• A••••• S•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Feb 12, 2021
In the industry
26 y
since Jun 1, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 12, 2021 · Leesburg, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Feb 12, 2021 · Cumberland, Md
- C••••• I••••••••• S••••••• L•• formerJan 3, 2005 to Jan 21, 2014 · Morgantown, Wv
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 12, 2021, registered Feb 12, 2021 (0 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address