DFX Intelligence

RIA Intelligence

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Registered advisor

D•••••• A•••• B•••••••

E•••••••• A•••••••• L••national BDBala Cynwyd, Padual registrantIAPD 4308383
Feed of 09/14/2026
Also filed as D•••••• A•••• B••••••••• B•••••••
At current firm
2 y
since Jul 8, 2024
In the industry
19 y
since Sep 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • N••••••••• A•••••••• L•• unclassified
    Mar 31, 2020 to Sep 15, 2023 · Blue Bell, Pa
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Sep 15, 2023 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
19derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address