B•••• M• C•••••

Feed of 09/14/2026

Also filed as B•••• C••••••••• M•••••• C•••••

At current firm

1 y

since Nov 14, 2024

In the industry

25 y

since Feb 8, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• S••••••••• L•• no RAUM
Jun 28, 2021 to Nov 14, 2024 · Indianapolis, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 22, 2004 to Dec 3, 2004 · Bradenton, Fl
B••• O•• S••••••••• C••••••••• unclassified
Aug 6, 2003 to Sep 7, 2004 · Indianapolis, In
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 8, 2001 to Apr 25, 2003 · Newburgh, In

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••
left Dec 3, 2004, registered Jun 28, 2021 (6051 days) · Wirehouse to affiliated broker-dealer or bank
B••• O•• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 7, 2004, registered Sep 22, 2004 (15 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••
left Apr 25, 2003, registered Aug 6, 2003 (103 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address