DFX Intelligence
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Registered advisor
S•••••• R•• O••••••••
Feed of 09/14/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Business email
- ••• Lockedreportednorthwesternmutual.comthe firm's advisor directory, Sep 24, 2026
- Office line
- ••• Lockedreportednorthwesternmutual.comthe firm's advisor directory, Sep 24, 2026
- Advisor profile
- ••• Lockedreportednorthwesternmutual.comthe firm's advisor directory, Sep 24, 2026
- Advisor profile
- ••• Lockedreportednorthwesternmutual.comthe firm's advisor directory, Sep 24, 2026
At current firm
19 y
since Apr 2, 2007
In the industry
25 y
since Jan 12, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Wealth Management Advisorreportednorthwesternmutual.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Apr 2, 2007 · Westminster, Ma
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedFeb 27, 2007 to Mar 30, 2007 · Milwaukee, Wi
- G•••••••• F••••••••• I•• unclassifiedJan 12, 2001 to Apr 20, 2004 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 30, 2007, registered Apr 2, 2007 (3 days) · Other
- G•••••••• F••••••••• I•• to N••••••••• M••••• W••••• M••••••••• C••••••left Apr 20, 2004, registered Feb 27, 2007 (1043 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address