DFX Intelligence
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Registered advisor
M•••••• J• M•••
Feed of 09/15/2026
At current firm
19 y
since May 11, 2007
In the industry
20 y
since Apr 2, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince May 11, 2007 · Franklin, Wi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 3, 2006 to Apr 24, 2007 · Waukesha, Wi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 24, 2007, registered May 11, 2007 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address