DFX Intelligence
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Registered advisor
J••• T••••• H•••••
Feed of 09/14/2026
At current firm
0 y
since Feb 13, 2026
In the industry
25 y
since Apr 17, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Portland, Or
- U••• B•••••• I••••••••• I••• formerOct 30, 2008 to Feb 13, 2026 · Portland, Or
- W••• I••••••••• I••• unclassifiedJan 11, 2008 to Nov 3, 2008 · Portland, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 6, 2006 to Jan 24, 2008 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to U••• B•••••• I••••••••• I•••left Nov 3, 2008, registered Oct 30, 2008 (-4 days) · Other
- C•••••••• G••••• M•••••• I••• to W••• I••••••••• I•••left Jan 24, 2008, registered Jan 11, 2008 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address