DFX Intelligence
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Registered advisor
A••••• M•••••••• R•••••
Feed of 09/14/2026
Also filed as A••••• M•••••••• F••••• •••••• M•••••••• F•••••
At current firm
3 y
since Apr 12, 2023
In the industry
23 y
since Nov 4, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 12, 2023 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJun 30, 2014 to Mar 3, 2023 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedAug 5, 2013 to Jul 1, 2014 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJun 22, 2012 to Aug 14, 2013 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Mar 3, 2023, registered Apr 12, 2023 (40 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 1, 2014, registered Jun 30, 2014 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 14, 2013, registered Aug 5, 2013 (-9 days) · Other
Signals
- ••• LockedMar 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address