DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L••• E•••••• E••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as L••• E•••••• ••••• E••••••••• ••••• E•••• H•••••••• E•••• H•••••••• E•••••• E•••• P••••••••• E• P•••••
At current firm
1 y
since Nov 14, 2024
In the industry
25 y
since Mar 6, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Atlanta, Ga
- P•••• S••••••••• L•• no RAUMDec 16, 2004 to Nov 14, 2024 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 24, 2003 to Dec 6, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Dec 6, 2004, registered Dec 16, 2004 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address