DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• P••• F••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/22/2026
At current firm
5 y
since Mar 24, 2021
In the industry
25 y
since Mar 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 24, 2021 · Barrington, Il
- B•• H••••• F•••••••• A•••••••• I•• formerDec 14, 2005 to Mar 24, 2021 · Hoffman Estates, Il
- E•••••• C•••••• M••••••••• L•• formerFeb 28, 2005 to Dec 31, 2005 · Barrington, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 25, 2001 to Mar 3, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 31, 2005, registered Dec 14, 2005 (-17 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to E•••••• C•••••• M••••••••• L••left Mar 3, 2005, registered Feb 28, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address