DFX Intelligence
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Registered advisor
M••••• J••••
Feed of 09/14/2026
Also filed as M••••• J• J••••••••• J••••
At current firm
17 y
since Aug 25, 2009
In the industry
25 y
since Apr 30, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 25, 2009 · Pensacola, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 30, 2001 to Aug 15, 2009 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 15, 2009, registered Aug 25, 2009 (10 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address