DFX Intelligence
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Registered advisor
M••••••• R•••• G••••••••
Feed of 09/15/2026
Also filed as M••••••• R•••• A••••
At current firm
4 y
since May 6, 2022
In the industry
25 y
since Jun 29, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 6, 2022 · Pine Island, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to May 6, 2022 · Zumbrota, Mn
- C••••• I••••••••• S••••••• L•• formerJan 9, 2014 to Jan 21, 2014 · Zumbrota, Mn
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left May 6, 2022, registered May 6, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address