DFX Intelligence
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Registered advisor
C••••••••• J••• B•••••
Feed of 09/14/2026
At current firm
14 y
since Mar 8, 2012
In the industry
25 y
since Apr 30, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 8, 2012 · Pennington, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 30, 2007 to Mar 5, 2012 · Chester, Nj
- E•••••••• A•••••••• L•• national BDJul 3, 2002 to May 4, 2007 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 5, 2012, registered Mar 8, 2012 (3 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 4, 2007, registered Apr 30, 2007 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address