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Registered advisor
S•••• A•••••• J••••••
Feed of 09/15/2026
At current firm
9 y
since Mar 25, 2017
In the industry
25 y
since Mar 9, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Columbia, Md
- M•• F•••••••• S•••••••• I••• formerAug 2, 2006 to Mar 25, 2017 · Rockville, Md
- E•••••••• A•••••••• L•• national BDJun 1, 2005 to May 15, 2006 · Columbia, Md
- M••• S••••••••• C••••••••• unclassifiedJan 27, 2005 to Jun 1, 2005 · Timonium, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left May 15, 2006, registered Aug 2, 2006 (79 days) · Other
- M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address