DFX Intelligence
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Registered advisor
F•••• J••••• R••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
4 y
since Jun 17, 2022
In the industry
38 y
since Jan 1, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 17, 2022 · Springfield, Ma
- O•••• W•••••• I••• BD affiliatedMay 28, 2019 to Jun 8, 2022 · Needham Heights, Ma
- S••••••• I••••••••• I••• formerOct 10, 2018 to Nov 2, 2018 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to M•• I•••••••• S•••••••• L••left Jun 8, 2022, registered Jun 17, 2022 (9 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered May 28, 2019 (207 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address