DFX Intelligence
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Registered advisor
J••• G• W•••••
Feed of 09/14/2026
Also filed as J••• W••••• •••• W•••••
At current firm
1 y
since Dec 2, 2024
In the industry
25 y
since May 24, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 2, 2024 · Lisle, Il
- L•• F•••••••• L•• BD affiliatedApr 9, 2009 to Dec 16, 2024 · Glen Ellyn, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Apr 13, 2009 · Oak Brook, Il
- M••••• S•••••• D• I••• unclassifiedAug 7, 2001 to Apr 2, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Dec 16, 2024, registered Dec 2, 2024 (-14 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• • C•• L•• to L•• F•••••••• L••left Apr 13, 2009, registered Apr 9, 2009 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedDec 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address