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Registered advisor
D•••• G•••••• K•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• G•••••• B••••••••• G• B••••••••• G•••••• K••••••••• K•••••••
At current firm
9 y
since Jun 26, 2017
In the industry
25 y
since Jul 17, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 26, 2017 · Little Rock, Ar
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 16, 2014 to Jun 12, 2017 · Little Rock, Ar
- O•••• W•••••• I••• BD affiliatedJun 6, 2005 to Aug 5, 2005 · Phoenix, Az
- O•••• W•••••• I••• BD affiliatedAug 27, 2004 to Sep 23, 2004 · Lakeland, Fl
- H••• M••• S••••••••• I••• unclassifiedMar 14, 2003 to Aug 31, 2004 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Jun 12, 2017, registered Jun 26, 2017 (14 days) · Other
- O•••• W•••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 5, 2005, registered Jun 16, 2014 (3237 days) · Other
- H••• M••• S••••••••• I••• to O•••• W•••••• I•••left Aug 31, 2004, registered Aug 27, 2004 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address