DFX Intelligence
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Registered advisor
J••• W•••••• W•••••
Feed of 09/14/2026
At current firm
22 y
since Jul 2, 2004
In the industry
25 y
since Mar 1, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 2, 2004 · El Segundo, Ca
- G••••••• F•••••••• P••••••• C••••••••• unclassifiedSep 25, 2002 to Jul 2, 2004 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- G••••••• F•••••••• P••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Jul 2, 2004, registered Jul 2, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address