DFX Intelligence
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Registered advisor
M•••••• E• A•••••
Feed of 09/14/2026
Also filed as M•••••• E• A••••••••• E••••• A•••••
At current firm
5 y
since Feb 9, 2021
In the industry
25 y
since Apr 1, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 9, 2021 · Portland, Or
- U•• F•••••••• S••••••• I••• wirehouseMar 10, 2003 to Apr 2, 2019 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 2, 2019, registered Feb 9, 2021 (679 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address