DFX Intelligence
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Registered advisor
R••• J••••• B••••••
Feed of 09/15/2026
At current firm
3 y
since Jun 29, 2023
In the industry
24 y
since Mar 9, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Draper, Ut
- U••• B•••••• I••••••••• I••• formerFeb 6, 2006 to Sep 26, 2006 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 26, 2006, registered Jun 29, 2023 (6120 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address