DFX Intelligence
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Registered advisor
B•••• E••••• D•••••
Feed of 09/15/2026
Also filed as D••••• E•••••
At current firm
12 y
since Oct 21, 2013
In the industry
25 y
since Jun 20, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 21, 2013 · Los Angeles, Ca
- M•• F•••••••• S•••••••• I••• formerJan 28, 2004 to Oct 24, 2013 · Woodland Hills, Ca
- 1••• C•••••• M••••••••• C•••••• unclassifiedApr 3, 2003 to Jan 20, 2004 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 24, 2013, registered Oct 21, 2013 (-3 days) · Other
- 1••• C•••••• M••••••••• C•••••• to M•• F•••••••• S•••••••• I•••left Jan 20, 2004, registered Jan 28, 2004 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address